Web-Based Cybersecurity Awareness Training for Investment Advisers

ACA Aponix presents a unique training course designed for investment advisers, based on regulatory requirements and attacks specific to our space.

This web-based course ensures your staff gain a broad understanding of their role in helping protect your firm.

ACA Aponix is the proud recipient of a number of awards that recognize our unique approach, and quality of our content, delivery, and platform. These awards include "Best Cybersecurity Platform/Tool" (Waters Buy-Side Technology Awards 2015), "Best US Cybersecurity Provider" (Hedgeweek Awards 2015), "Best Co-Sourcing Provider" (HFM Service Awards 2015), and "Best New Technology Provider" (HFM Technology Awards 2015).

The ACA Aponix team is sourced from financial service information technology and security, and leverages the team's deep expertise in tailoring all our services.



2016 Q1 Update:
This web-based training course is designed to provide an effective, comprehensive review of cybersecurity risks faced by small, medium, and large investment advisers. Key points discussed include:
  • Examples of phishing and vishing incidents, and how staff can detect them
  • Example malware incidents to investment advisers and how to help prevent them
  • Key protections staff should be aware of, including:
    • Multi-factor authentication
    • Password management
    • Cloud service risks
  • SEC Risk Alert background and history
Amongst much more...

This course includes embedded questions throughout the modules, as well as a scored, 10-question final exam for which completion and scores are recorded for review and regulatory records.


Course Administration

Course Administrator Functionality:
As the course administrator, you have the ability to:
  • Send training (with unique links for tracking) out to employees
  • View current completion status
  • View last login time for trainees
  • View quiz scores
  • Download a PDF or Excel report of completion and quiz scores
  • Send reminders to staff


Free Preview Trial
Have a sample of the training sent to you! This sample will be active for 2 days.


Please note that this sample will not provide access to the back-end portal through which you can administer training, track staff progress, and view quiz results. This trial will allow for you to take the course as an attendee would. Trials are monitored by ACA Aponix, and ACA Aponix reserves the right to cancel trial accounts.




$1,000 USD

  • 1 Year of Access
  • Email Invitations
  • Self-Administered


$2,250 USD

  • 1 Year of Access
  • Email Invitations
  • Self-Administered


$3,750 USD

  • 1 Year of Access
  • Email Invitations
  • Self-Administered


$7,250 USD

  • 1 Year of Access
  • Email Invitations
  • ACA Aponix Staff Support
Note that you may combine multiple subscriptions to achieve customized, cost-effective subscription levels (e.g. separately purchase a 100 and 25 user subscription for 125 people). Firms above 100 staff members or those looking to pair training with phishing testing should contact training@acaaponix.com for a customized quote.